Your search returned 26 results.

In the News
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July 8, 2021

FCA and PRA proposals for more intensive monitoring and public reporting of diversity are ground breaking

Natasha Adom discusses proposals from the FCA, PRA and Bank of England that would require financial services firms to provide more detailed monitoring and report of diversity and inclusion.

In the News
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July 8, 2021

President’s Expected Order Discouraging Non-Compete Clauses Could Buoy Brokers on the Move

Scott McDonald offers his thoughts on an executive order that would ask the FTC to adopt rules to curtail non-compete agreements.

In the News
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June 10, 2021

New Whistleblowing Law Applies to Internal Complaints

Philip Berkowitz weighs in on the Anti-Money Laundering Act’s whistleblower protections that took effect this year.

In the News
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April 28, 2021

The Anti-Money Laundering Act (AMLA): Defending Whistleblower Claims in the Financial Services

Philip Berkowitz discusses the new whistleblower protections for employees of financial services institutions ushered in by the Anti-Money Laundering Act.

Article
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March 10, 2021

The Anti-Money Laundering Act Expands Whistleblower Protections

The recently enacted Anti-Money Laundering Act significantly increases the potential value of awards for whistleblowers under the Bank Secrecy Act.

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