During fiscal year 2012, the SEC received 3,001 tips, complaints, and referrals from whistleblowers across the country and abroad, from which there were 143 enforcement judgments and orders issued that potentially qualify as eligible for a whistleblower award. The best arsenal the SEC has is its whistleblowers.
This breakout will help answer these questions and review appropriate policies, procedures, training and educational resources that companies can utilize to prevent and detect criminal and fraudulent conduct as part of a larger compliance program.
This presentation is a part of a two-day conference. To find out more about the conference, visit http://www.corporatecompliance.org.
Program: 4:35 pm – 5:25 pm
Location:
Grand Hyatt New York
109 East 42nd Street at Grand Central Terminal,
New York, NY
Questions? Call (800) 452-9875